CONF 730: STURCTUAL SOURCES OF CONFLICT

Professor Ho-Won Jeong
George Mason University
Institute for Conflict Analysis and Resolution
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Student Papers


Smart Growth and Conflict Analysis
Kaui MacDonald

Introduction

The purpose of this paper is to analyze the 'smart growth' movement as it has been implemented in Loudoun County, Virginia. This will begin with an introduction to the concepts and structures which define smart-growth and then an overview of its implementation on national, Virginia, and Loudoun County, levels. The actual analysis will move from general to specific, with the specific focus being Loudoun County. Recommendations from both this analysis and from existent smart-growth analysis will conclude this paper.

About Smart Growth

The term 'smart growth' comes from a melding of concerns in the fields of urban planning and development, public policy, and environmental conservation. It is 'smart' in the sense that there is a structural and political recognition that an interdisciplinary, community-centered, and long-term benefits approach to urban development must accompany the growth human populations. "Spurring the smart growth movement are demographic shifts, a strong environmental ethic, increased fiscal concerns, and more nuanced views of growth. The result is both a new demand and a new opportunity for smart growth" (Anderson 1998).
Smart growth development envisions a blending urban conveniences and environmental responsibility, being, "transit and pedestrian oriented, and has a greater mix of housing, commercial and retail uses. It also preserves open space and many other environmental amenities" (Anderson 1998). The issues which smart growth addresses include:
" Community Quality of Life
" Design
" Economics
" Environment
" Health
" Housing
" Transportation

At the same time, this is all within the context of an active, communicative interface of planners, developers, activists, and citizens - especially in the sense that the latter group can and should call the others to account for the development (or failure) of the processes. Accountability has been recognized on a structural level, as the American Planning Association writes, "citizens now expect to be engaged in community planning processes, and when they participate, they expect to see results" (2004).

The goals of smart growth are as follows:
" Create Range of Housing Opportunities and Choices
" Create Walkable Neighborhoods
" Encourage Community and Stakeholder Collaboration
" Foster Distinctive, Attractive Communities with a Strong Sense of Place
" Make Development Decisions Predictable, Fair and Cost Effective
" Mix Land Uses
" Preserve Open Space, Farmland, Natural Beauty and Critical Environmental Areas
" Provide a Variety of Transportation Choices
" Strengthen and Direct Development Towards Existing Communities
" Take Advantage of Compact Building Design

According to sources like the American Planning Association, the smart growth movement developed over the last few decades of the 20th century. "In some communities and regions since the 1970s, high rates of growth have prompted concern over cost of services, adverse impacts on the environment and quality of life, and the balance between jobs and housing" (American Planning Association 2004). Central to this statement is a shift in social values. For example, "We see vacant, developable land as having competing social values - it can be used for the construction of affordable housing or for the continuation of agriculture" (American Planning Association 2004). Of course, 'competing social values' also engender the conflict. The scope of the conflict is wide, including the socio-historical context from which the smart growth movement is emerging, changes in U.S. population demographics, and the mixed results of the application of smart growth policies.
Sustainable development is a key idea - and a source of structural and ideological friction. On the one hand, according to Baker (2000), smart growth responds to "tremendous growth pressures" (p. 1) by striving to "contain growth by focusing on the inner city and the creation of high-density urban centers" (p. 5). On the other hand, smart growth responds to the "spillover into rural areas" (p.5) by "preserving large tracts of open land for agricultural, ecological, cultural or recreational purposes" (p. 5). This tension is already recognized in the partner-field of conservation biology, which posits that there are competing "twin values, preservation of human society and preservation of the natural world... a thorny dilemma at war with itself... biologists, (public) audiences... city planners... environmentalists... politicians" (Babbit 1999, p. 677). While there is a growing recognition for a holistic response to these values, the question remains as to whether or not they are best expressed and actuated by the smart growth movement.
To answer this question, the implementation of smart growth must be considered on macro and micro levels. For the purposes of this paper, the macro levels will include national and state (Virginia) implementation, and the micro level will consider smart growth in a county (Loudoun County, VA). The point of drawing the focus toward Loudoun County is because that area is frequently cited as an exemplar of both the aspirations, implementation, and failures of the smart growth movement.

Smart Growth: Implementation
National

As noted earlier, the smart growth movement developed from national trends in demographics, environmental policies, and quality of life. Bruce Katz, Director for the Brookings Institution's Center on Urban and Metropolitan Policy, has stated that, "In our new, decentralizing economy, the fortunes of cities, older suburbs and newer suburbs, are interdependent. We are linked by supplier networks and labor networks, a regional infrastructure and a common environment. The healthier the core, the healthier the region, an empirical fact that I think we all are beginning to understand" (The Brookings Institution, June 2001). This is a holistic conceptual framework, and one to which, "A number of states recognized these concerns and state legislatures have responded. Some states now take an active role in managing this intergovernmental dimension to ensure uniformity, fairness, and the advancement of general interests" (American Planning Association 2004).
Two major factors in implementation on a national level are the politics and economics of land conservation. Babbit writes in 1999 that, "Open space is suddenly a hot political topic. State and local ballots offered a record 200 open-space and conservation initiatives last year" (p. 677). Legislation has been offered to the public, and "voters passed more than 70% of these measures and approved $7 billion for 'smart growth' initiatives to preserve open space" (Babbit 1999, p. 677). Land conservation is such a national concern because the decade between 1982-1992 saw a loss of "an average of 400,000 acres of farmland to development every year" (Baker 2000, p. 2). This scale of development was supported by "the longest peacetime economic expansion in U.S. history" (p. 2). At the same time, however, economic well-being also prompts dialogue as to quality of life - a shift in values which is central to smart growth principles.
Smart growth is unlimited by region, ranging from coast to coast, north as well as south. On the east coast, smart growth policies affect "spending on roads, infrastructure, and schools in older suburban communities" in Maryland and New Jersey (Katz 2001). In the south, Alabama has established a state land trust financed by revenues from oil and gas taxes" (Baker 2000, p. 5), while Georgia's policies toward affordable housing have gained new oversight policies (Katz 2001) and Tennessee legislators have passed a "comprehensive growth management act" (Baker 2000, p.1). Likewise in central U.S., Minnesota has developed "new kinds of regional authorities to govern issues like transportation and affordable housing (Katz 2001). In the west, "Colorado and Arizona are debating legislation requiring urban growth boundaries" (Baker 2000, p.1).
However, while data shows that smart growth has thus far had a widespread impact, the implementation on a national level still has room for expansion and development. It is by no means a truly national movement. Proponents of smart growth have observed that, "the majority of states have yet to pass comprehensive growth management plans, which mandate or encourage local planning according to statewide standards and result in land use regulations such as density requirements and urban growth boundaries" (Baker 2000, p. 5).

State: Virginia


Smart growth was originally referred to as "growth management" in the state of Virginia. This state serves as a good example of how political and economic interests interact with values for land conservation. A report from the American Planning Association (2002) follows the implementation of smart growth in the state over a ten-year period, beginning in 1989 with the creation of a Commission on Population Growth and Development. The goal of this commission was to study the updating of Virginia's statewide and regional planning laws. In 1996 the Virginia General Assembly approved legislature to authorize "the use of 'incentive payments' to encourage regional partnerships that would promote economic competitiveness and encourage voluntary, inter-municipal cooperation" (2002). An evaluation of the effectiveness of these economic incentives is not yet available, but this policy is a clear example of the interrelations between economics and social re-structuring. Using economic incentives to encourage regional competitiveness seems rather counter-intuitive. However, investment in economic interdependency is a significant step toward the socio-political interdependency required by smart growth principles.
The same APA report indicates that the smart growth movement became more prominent in the latter half of the 1990s. Another Commission was formed in 1998 "to find ways to reduce sprawl, trim infrastructure costs and revitalize older cities through the use of state infrastructure funds in designated 'smart growth areas'" (2002). Herein the term 'smart growth' is officially recognized in legislative terms. This is significant in part because of the relationship between state and local jurisdictions in Virginia. Baker (2000) reports that, "Virginia is one of the few remaining 'Dillon states' in the country - local jurisdictions are subordinate to the powers of the state" (p. 2). With the state having legitimized
'smart growth' in 1998, later proposals were approved for application at the level of local jurisdictions.
2000 saw the passage of the Virginia Vitality Program and the Urban Public-Private Partnership Redevelopment Fund. The aim of both was to help local governments with policies and programs related to smart growth. The Virginia Vitality Program - "created to help localities underwrite purchase of development rights programs in order to protect farmland and agricultural businesses" (APA 2002) - was another example of economic incentive in support of land conservation. The Urban Public-Private Partnership Redevelopment Fund helped local jurisdictions "finance redevelopment of building sites, including costs for planning, clearing and remediation" (2002). This showed the pairing of economics and land conservation from the opposite end of the smart growth spectrum - the redevelopment of urban centers.
In general, it seems that the implementation of smart growth has begun in Virginia with support at the national and local levels. Structurally, this was necessarily a trickle-down implementation, but perhaps the resultant studies, public dialogues, and legislative items have create the context in which further implementation may flourish. This will remain to be seen with time.

County: Loudoun County, Virginia


In discussions of regional growth and development, Loudoun County, Virginia, is often cited as a hot spot - and as an exemplar of the successes and failures of smart growth implementation. On the outset, it appears to be an ideal candidate for smart growth policies. Dearborn (1999) writes that, "Loudoun County is now the third fastest growing county in the country with population and school enrollments increasing 10 percent annually... School enrollments have more than doubled between 1990 and 2000" (p. 1-2). Ten percent may not sound significant, but another perspective is that population increased 30 percent between 1990-95 and 50 percent between 1995-2000 (p. 1). In terms of quality of life, this translates into suburban development, congested traffic, and schools that are overcrowded and understaffed. In terms of land conservation, this is a nightmare.
Smart growth entered Loudoun County early in 1988, via a Government Finance Research Center whose purpose was to develop a model for county-wide fiscal impact analysis related to a new development plan called the "Choices and Changes General Plan," develop guidelines for rezoning, and in general to be "integral to the continuing planning process" (Holzheimer 1998). Both the fiscal impact analysis model and the Choices and Changes plan were a success for smart growth. The model was institutionalized, so that annual progress could be tracked and adjusted for. In 1992 the Plan was granted the "American Planning Association award for planning excellence" (Holzheimer 1998).
As the decade proceeded and population kept expanding, however, the politics of smart growth implantation came to highlight one of the movement's noted failures. Local elections in 1999 for the County Board of Supervisors - the development oversight body - were initially a triumph of eight new anti-sprawl supervisors replacing the incumbents. Three years and nearly 200 lawsuits later, the anti-sprawl supervisors were "a 3-6 minority" (Smart Growth Network, November 2003). What happened? The "slow-growth ordinance" that they spent three years developing via public processes and dialogues was assailed by "entrenched political attitudes at the state level" (Baker 2000, p. 2) and lawsuits from "builders, landowners and investors" (Smart Growth Network, February 2003) whose grievances settled around a sense of being disenfranchised and being crippled in terms of rapid economic development. The slow growth policies limited home construction in time of population explosion and financial need. Furthermore, the requirement for clustered housing projects preserved open space, but opponents argued that this reduced property value at a time of already-low property tax income (Dearborn 1999, p. 1-2). The voting out of the anti-sprawl supervisors in 2003 showed that residents and businesses were not quite willing to accept higher taxes and limited service improvements (ex. more schools) in place of a more immediate need for a prosperous economy. This is a warning for other smart growth proponents to ensure that the fiscal impact of policies is also supported by the public.

Smart Growth: Conflict Analysis


Dominant social norms have yet to encompass the principles of smart growth, as was exemplified in the Loudoun County situation. More generally, dichotomy between smart growth and socio-cultural norms is clear from the fact that most states still lack a comprehensive development plan. Legislation arises out of popular support, and popular support is divided over a number of structures within the smart growth movement.
There are several sources from which the dominant structure generates conflict against smart growth and maintains the social order. These include:
" political sustainability vs. political responsibility
" economic need and/or profit vs. environmental conservation
" rural/suburban communities vs. urban communities
" property rights vs. zoning regulations
" jurisdictional autonomy vs. interdependence

However this essay will also show that there are emancipatory conditions available for each of the conflicts listed above. Public discourse, of course, is the key.
The first conflict to examine is between political sustainability and political responsibility. The political structure which is the context for smart growth cannot be ignored nor taken lightly. The political stakeholders include "officials in the executive and legislative branches of state government... public officials at the local and regional levels... those who are affected by planning decisions and who have an interest in how the statutes are revised" (American Planning Association 2004). Meanwhile, advocates of smart growth cry out that "Smart growth means hard choices for the greater good, creating housing opportunities for all income levels in locations that make the most sense" (Washington Business Journal 2001, p. 62). Popular support, upon which both political structures and smart growth policies depend, can be fickle. In a struggle for equilibrium, it is therefore understandable that political structures would favor the status quo over new situations, rules and relations.

The next conflict, which sets economic need and/or profit against environmental conservation, is arguably the most serious conflict because of the potential impact upon basic survival needs. This is also a conflict which has plagued the environmental movement itself for decades. Both low-income urban communities and diminishing agricultural communities (Baker 2000, pp. 5-6) are at risk for the transitional economic burdens which smart growth policies seem to require. The overcrowded communities of Loudoun County showed by 3-6 ballot the degree to which environmental conservation lags behind economic interest. Rose (2000) offers lessons from coalition building in which "Conservative and pragmatic pressure to include cost-benefit analysis in environmental policy making has forced environmentalists to be more aware of economic consequences of their policies as well" (p. 106). If it would successfully challenge the dominant structure, this is a lesson which the smart growth movement must continue to enact, internalize and institutionalize.

A related conflict lies between the perceptions and valuation of rural/suburban communities vs. urban communities. There are historical and structural bases which support this division. Baker (2000) argues that FHA loans and the National Highway Act supported growth out of urban centers and into suburban communities (p. 2). Moreover, "Zoning ordinances not only encourage sprawl by mandating large single-family homes, but they also discourage the apartment buildings and small lots associated with affordable housing and inner city development" (p. 3). Katz says that there is a lack of discourse about these structures, as well as the underlying value system which divides them, and he calls this lack a "policy blindspot" (2003). This is a conflict within the smart growth movement as well, with some focusing on containing and developing the urban centers and others focusing on limiting suburban sprawl. Even here, however, there is still the underlying perception of difference between urban and rural/suburban. Freire (1970) writes that "historical themes are never isolated, independent, disconnected, or static; they are always interacting dialectically with their opposites... Confronted by this 'universe of themes' in dialectical contradiction, persons take equally contradictory positions: some work to maintain the structures, others to change them" (p. 101). Framing the conflict in this way would be a useful means to bring attention to the deep perceptual differences and begin dialogue about those differences.

The conflict between property rights and zoning regulations may seem overly specific, however it was a key factor in the Loudoun County disputes and it has implications for a national counter-movement. This goes back in part to the conflict over economic interests, since "property rights advocates and home builders have stepped up their efforts to discredit growth management in general and land use and zoning regulations in particular" (Baker 2000, p. 4). The fiscal impact analysis used in Loudoun County was a useful tool, in that "it began "to bring a realistic sense of the costs of growth into the public discussion (McLaughlin)." The community benefited from the "objective screen" that fiscal impact analysis provided. It also lead to a better understanding of the relationships among the factors contributing to growth and development" (Holzheimer 1998). Yet there was clearly some kind of breakdown in discourse between this data, the policies that were implemented, and the stakeholders who successfully voted the anti-sprawl supervisors out of their positions. On this case, it would be critical for zoning regulations to pay attention to the economic aspects of the situation. An understanding of the relationship between market demand, development, and local budgets is crucial.
Jurisdictional autonomy v. interdependence is also a critical conflict for the smart growth movement. Baker (2000) writes that, "Inclusiveness in smart growth has also become a resource and governance issues" (p. 4). Resources include financial budgets, air quality, and transportation routes, and governance issues include "transportation, environmental and housing law" (p. 3). Rose advises that each side become familiar with the opposite view in order to better understand the "limitations and pressures" (2000, p. 133). This becomes relevant because smart growth already recognizes that, "it's going to require lots of choices and trade offs...a comprehensive strategy around neighborhoods that says, if you're going to have development in an area, what do you do for the schools in that area, what do you do for the commercial corridors in that area? Those will have to be linked comprehensively, and that requires choices that we would have to make. So what we are doing is actually putting together a framework" (The Brookings Institution, June 2001 - Andrew Altman, Director, D.C. Office of Planning). This comprehensive strategy or framework seems to encourage what Coser (1956) would have called an association rather than a coalition. Coser wrote that, "Coalitions resist transformation into more permanent groups, being unwilling to make the "freedom of action" sacrifices that more permanent bonds require. (1956, p.145). This is certainly the case with the conflict between jurisdictional autonomy v. interdependence. Therefore the smart growth movement must take the comprehensive goals of coalition-building with "a growing understanding that the spheres of nature, work, and community cannot be separated" (Rose 2000, p. 107) while at the same time changing the framework of perceptions into a new group-forming association.

Conflict Resolution Perspectives


Public discourse is a key to each these conflicts, and that is in keeping with the smart growth goal of collaboration between communities and stakeholders. Freire believed that "Cooperation... can only be achieved through communication. Dialogue, as essential communication, must underlie any cooperation" (1970, p. 168). Comprehensive planning, as noted above, is also critical. Many smart growth advocates speak of coalition-building in the sense that Rose (2000) uses it, which is more of a Coserian association than a traditional coalition. A point of change, of course, is "tradition" since this is a collaborative effort to design new norms and social structures. The goals are political responsibility, environmental conservation, addressing and redefining the identities of communities, creating zoning regulations that are fair and economically sound, and fostering interdependence among jurisdictions.
Comprehensive planning via public discourse can actuate these goals. Political responsibility and jurisdictional interdependence, for example, require that the consensus plan is "backed by a united constituency and thus capable of generating community support" (Babbit 1999, p. 678). Public forums are a way of generating community support, such as the 2001 symposium with civic and community leaders in Washington, D.C. The Director of D.C. Office of Planning, Andrew Altman, discussed a particular issue of community concern and then drew links with smart growth policy saying, "So you're talking about a walkable neighborhood; you're talking about smart growth. It's also about the way that you connect land use and transit. Here you can see the structure of the city where that growth might occur." (The Brookings Institution, June 2001). It is not enough to bring together experts - "officials, county supervisors, biologists, land-use planners, and economists on the front end to build a consensus plan," (Babbit 1999, p. 678) - without also making that expert knowledge accessible and comprehensible to the public, business, and civic stakeholders.


Public discourse must also address the creation of environmental conservation policies (such as zoning regulations) that are also economically viable. The economic support for smart growth should also be multi-faceted, drawing from state and local legislation providing economic incentives for collaboration; fiscal impact analysis and dissemination of data in a form that is easily comprehensible to the general public and civic leaders; educational aid and economic development to balance the survival and economic interest needs of public and business stakeholders. For example, Katz suggests that "first tier suburbs could help reset major spending, tax and regulatory policies in favor of existing communities, where the bulk of the metropolitan population already reside. That would be nothing short of a policy revolution and could, if implemented vigorously, ultimately shape metropolitan communities that sprawl less, preserve more and offer all citizens greater access to employment and educational opportunities" (2003). This would provide a supporting socio-economic framework for the transitional period into comprehensive implementation of smart growth policies.


The implementation also requires that this also be a collaborative process which is not over dominated by a particular stakeholder group or social class. Rose (2000) warns, "Single-class movements often reproduce the very problems that different class movements organize against, even as they work for social change. This fact is a direct outgrowth of the limited class membership of separate movements" (p. 15). As with the development of smart growth policies, smart growth implementation must also be in the business of creating collaborative, participatory, and interrelated groups or communities. Katz continues:
The future of first suburbs will depend, in part, upon their ability to build political and legislative coalitions that reflect their unique set of issues and challenges. These coalitions will, by necessity, reach across spatial, partisan, ideological and disciplinary lines. They will be difficult to build and sustain. They will require local jurisdictions to change the way they do business and relate to each other. (2003)


Comprehensive planning and implementation also involve changes to secondary support structures. Babbit (1999), for example, calls for changes in education and interdisciplinary studies in order to educate current participants of implementation and build support for future participants and planners (p. 677-78). This is necessary to both sustain and enrich the public and political discourse.


Education is also a means to counter the tendency for institutionalized policies to stagnate or otherwise lose relevance to the communities in which they are implemented. A goal of smart growth is indeed to have planning statutes shape state and local legislation "to address problems that were unique to their political, social, economic and environmental circumstances" (American Planning Association 2004). Rose warns again that, "Interclass and intermovement coalitions have the potential to overcome the problems of parochialism, lack of vision, and expediency that plague single-issue, socially homogenous movements and organizations. Collaboration with diverse groups provides an avenue for public learning based on a broader, more complex dialogue with people from other classes, races, political perspectives, and social backgrounds" (2000, p. 156). Continuing and developmental education is a very way to sustain discourse that is relevant to participants, comprehensible to the general public, and advantageous to economic and political interests.

Conclusion


In conclusion, smart growth has "altered the rules of the land development game: from exploitation of a natural resource to appreciation of its visual, social and ecological impact" (Baker 2000, p. 3), and it can continue to operate within new rules as long as public discourse remains central to comprehensive planning and comprehensive implementation. This also involves coalition-building and the formation of new groups and associations. "They must negotiate and compromise with diverse interests, modeling practices that are essential in a complex, diverse democracy. And they need to balance short-term political gains with the interests and needs of other impacted groups, which requires more complex and fundamental changes than working within the existing political system" (Rose 2000, p. 156). Failures such as happened in Loudoun County are both warnings and rich resources for how to proceed against dominant social structures and norms. If smart growth advocates can heed those warnings and utilize those learning resources, then it is much more likely that a paradigm shift will successfully occur.


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